OPES Financial Solutions is Highly Regulated
State regulatory organizations ensure that our industry is highly regulated. As licensed OPES Financial Solutions members subject to the rules and regulations of the following regulators, our licensed members strive to exceed the codes of conduct and ethical standards set forth by them.

Each state conducts their own background check on licensees.  The following is an example of California’s background check process:

“Prior to license issuance, the California Department of Insurance (CDI) completes detailed background checks on all license applications. This includes the receipt and review of criminal offender record information (CORI) from the California Department of Justice (DOJ) and the Federal Bureau of Investigation (FBI) resulting from the fingerprints submitted on each applicant. The National Association of Insurance Commissioner’s (NAIC’s) Regulatory Information Retrieval System (RIRS), State Producer Licensing Data Base (SPLD), and Special Activities Data Base (SAD) are also checked for any disciplinary actions.”
http://www.insurance.ca.gov/0200-industry/0035-background-info/background-faq.cfm

Regulators

Arizona
Arizona Department of Insurance
For more information, please visit www.id.state.az.us.

California
California Department of Insurance
For more information, please visit www.insurance.ca.gov.

Florida
Office of Insurance Regulation
For more information, please visit www.floir.com.

Georgia
Office of Insurance and Safety Fire Commissioner
For more information, please visit www.oci.ga.gov/home.aspx.

Hawaii
Department of Commerce and Consumer Affairs (DCCA)
For more information, please visit www.hawaii.gov/dcca/ins.

Illinois
Illinois Department of Insurance
For more information, please visit insurance.illinois.gov/.

Kentucky
Kentucky Department of Insurance
For more information, please visit insurance.ky.gov/Home.aspx.

New Jersey
State of New Jersey Department of Banking & Insurance
For more information, please visit www.state.nj.us/dobi/index.html.

New Mexico
New Mexico Public Regulation Commission, Division of Insurance
For more information, please visit www.nmprc.state.nm.us/insurance/index.html.

Ohio
Ohio Department of Insurance
For more information, please visit www.insurance.ohio.gov/Pages/default.aspx.

Oklahoma
Oklahoma Department of Insurance
For more information, please visit http://www.ok.gov/oid/.

Oregon
Oregon Dept. of Consumer & Bus Services Insurance Division
For more information, please visit www.cbs.state.or.us/external/ins/index.html.

Pennsylvania
Pennsylvania Insurance Department
For more information, please visit www.insurance.pa.gov/Pages/default.aspx.

Texas
Texas Insurance Department
For more information, please visit www.tdi.texas.gov.

Utah
Utah Insurance Department
For more information, please visit insurance.utah.gov.

Virginia
Virginia State Corporation Commission Bureau of Insurance
For more information, please visit www.scc.virginia.gov/boi/.

Washington
Washington State Office of the Insurance Commissioner
For more information, please visit www.insurance.wa.gov.